The role of KYC Associate is to provide support to the KYC team as part of the AML Group with its assigned responsibilities. The responsibilities include, but are not limited to, the review of New and Existing Account escalations, ongoing screening, and periodic reviews. The associate will conduct Enhanced Due Diligence (EDD) for New Accounts, prospect, and existing clients that exhibit high risk factors in accordance with the Escalation Process of the firm. The associate will review all AML-related items including Know Your Customer forms (KYC), CIP and anticipated account activity in line with Bank Secrecy Act and regulatory requirements (i.e., FinCEN, FINRA, OFAC, etc.). The associate will provide support with the firmwide ongoing screening reviews, identifying any derogatory information/negative news or risks associated to existing clients or associated parties in the accounts. In occasions, as part of the AML Group, the associate may provide support to the surveillance team with reviews of transactional alerts or transaction-related escalations.
Job Responsibilities/Main Functions
Job Requirements (Education, Experience, Knowledge, Capabilities, and Skills)
...years to come on without training - will accept new CDL drivers as trainees for this route, training will be required... ...40 miles of Opelika -no SAP drivers JOB DETAILS -Local home daily dedicated route-average $1200-1500 weekly pay -runs to Atlanta,...
Assistant Manager - North City CenterAbout the RoleAs an Assistant Manager, you set the tone for the store and the team and help bring our brand to life for our customers. Youre responsible for driving profitable sales growth through all aspects of the store including...
...Sorry, no 3rd party C2C candidates will be considered. This is a long term contract opportunity, on-site 3 days/week in Union County, NJ We have been working with this client for over 20 years and you will be joining our team of 80+ professionals Need a...
...bathrooms! Your role is all about educating potential clients and setting them up with a free in-home consultation with our expert... ...bathroom remodeling solutions. - Scheduling high-quality in-home appointments for our sales team no selling, just setting up success!-...
...oriented and independent professional ready to take on a challenging and rewarding role? Your role: ReSource Pro is seeking an Insurance Field Auditor (1099/Contractor) to play a vital role in ensuring accurate insurance policy premiums. In this role, youll be...